In April, we issued an alert discussing the U.S. Securities and Exchange Commission ("SEC") and Department of Justice’s ("DOJ") expansion of insider trading to 10b5-1 plans. On June 21, 2024, a ...
In April, we issued an alert discussing the U.S. Securities and Exchange Commission ("SEC") and Department of Justice’s ("DOJ") expansion of insider trading to 10b5-1 plans. On June 21, 2024, a ...
U.S. v. Peizer, No. 2:23-cr-00089-DSF (C.D. Cal.). The DOJ charged Terren Peizer with avoiding more than $12.5 million in losses by entering into two Rule 10b5‑1 trading plans while in possession of ...
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