Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
The settlement stemmed from Vanguard’s December 2020 decision to reduce the minimum investment in lower-cost fund classes ...